The Foundation of Securities Law - On Demand - Expires 9/30/16

The Foundation of Securities Law 

Taken from the Web Program Securities Law and Practice 2014: How the SEC Works recorded September, 2014 

Sponsored by the Practising Law Institute

Item# 61660

Matters discussed:

Learn about the origins of the Securities and Exchange Commission and the federal securities laws, interaction between the federal and state securities laws, the interaction of the SEC with other regulators, and how the SEC speaks.

• Origins of the SEC and the Federal Securities Laws

• Interaction between the Federal and State Securities Laws

• The Interaction of the SEC with Other Regulators

• How the SEC Speaks

This segment includes the following article from the Course Handbook available online:

Approaching Securities Law by Gary M. Brown

FREE!

CLE Credit:  1.00 unit

On Demand – Expires 9/30/16

Online

For more information follow the link below:

http://www.pli.edu/Content/OnDemand/Laying_the_Groundwork/_/N-4nZ1z12esh?ID=236867&t=NGZ4_SMBR9&utm_source=SMBR9&utm_medium=EMAIL&utm_campaign=NGZ4