Responding to Regulatory Agencies - On Demand

Seven Steps to Effective Regulatory Response 

Sponsored by Zapproved
Although the material does not specifically mention CLEs, one of the presenters is senior counsel at Dentons, which is California pre-approved MCLE provider no. 2773

Learn the seven steps to effective regulatory response and be prepared to respond quickly to ensure compliance.

Regulatory agencies such as the SEC and CFTC can initiate an investigation into business activity at any time, bringing challenges beyond those of typical ediscovery. Regulatory investigations often relate to unclear charges, make broad and sweeping data requests under unrealistically tight timelines, and bear severe consequences for noncompliance. Organizations need to be prepared to identify, preserve, and analyze relevant information rapidly and accurately.

In this webinar, Zapproved will discuss seven clear, actionable steps to launch a successful regulatory response. These steps start with strategizing and preserving data before moving into assessing information, negotiating the terms of the request, creating privilege logs, and keeping the lines of communication open.

Any organization subject to regulatory oversight could be investigated at any time. Prepare today so you can face tomorrow with confidence

Speakers:

Brad Harris, Vice President of Corporate Strategy, Zapproved LLC

Amy Buttle,  eDiscovery Manager, Duke Energy

Ron Hedges, Senior Counsel, Dentons

Peter Rabinov, Senior Counsel eDiscovery, Duke Energy

FREE!

Total Credits:  1.00 unit

Online

On Demand

The video is available at:

https://tinyurl.com/yakty4xr

or

https://vimeo.com/288763963?mkt_tok=eyJpIjoiWW1Sak1qbG1NMlE0WmpjeSIsInQiOiJpaXhRWlZFTXhmR1ZBcTVoS0RQbFRaT0xwam9pSVcrTnd5bEtERjdscVJwQVVCU3kzRlpUMVFjNU9JZ0d4aTRKNXB6YzcreTAxOEhaYkJ0R0RTaHpsVmg1MWVKQkpRV2xIdEVuRzBXaG5lcklySlZYd3VlWkRvSk1RWEpTTGc1MSJ9

The Powerpoint presentation is available at:

https://tinyurl.com/yarez46c

or

https://www3.zapproved.com/rs/503-UGJ-486/images/Webinar_Zapproved_2018_0905_EDRM_EffectiveRegResponse.pdf?mkt_tok=eyJpIjoiWW1Sak1qbG1NMlE0WmpjeSIsInQiOiJpaXhRWlZFTXhmR1ZBcTVoS0RQbFRaT0xwam9pSVcrTnd5bEtERjdscVJwQVVCU3kzRlpUMVFjNU9JZ0d4aTRKNXB6YzcreTAxOEhaYkJ0R0RTaHpsVmg1MWVKQkpRV2xIdEVuRzBXaG5lcklySlZYd3VlWkRvSk1RWEpTTGc1MSJ9

The Response Guide is available at:

https://tinyurl.com/y7awjchq

or

https://www3.zapproved.com/rs/503-UGJ-486/images/Zapproved_2018_Guide_Regulatory_Response_7Steps.pdf?mkt_tok=eyJpIjoiWW1Sak1qbG1NMlE0WmpjeSIsInQiOiJpaXhRWlZFTXhmR1ZBcTVoS0RQbFRaT0xwam9pSVcrTnd5bEtERjdscVJwQVVCU3kzRlpUMVFjNU9JZ0d4aTRKNXB6YzcreTAxOEhaYkJ0R0RTaHpsVmg1MWVKQkpRV2xIdEVuRzBXaG5lcklySlZYd3VlWkRvSk1RWEpTTGc1MSJ9