Discovery Processes in the Financial Sector: Internal Investigations in a Highly Regulated Industry
Financial services firms face stringent – and constantly changing – regulatory requirements. Due to the nature of this regulatory landscape, these companies must regularly conduct internal investigations to ensure they remain in compliance with applicable laws.
Join us for this 60-minute program, where our panelists will discuss the retention and reporting regulations applicable to the financial services industry, and where these types of companies face the biggest risks. Our panelists will discuss how these companies can set up processes for data management and retention for conducting effective and efficient internal investigations to ensure compliance.
Speakers:
Join us for this 60-minute program, where our panelists will discuss the retention and reporting regulations applicable to the financial services industry, and where these types of companies face the biggest risks. Our panelists will discuss how these companies can set up processes for data management and retention for conducting effective and efficient internal investigations to ensure compliance.
Speakers:
Seth Eichenholtz - Head of eDiscovery, MasterCard
David R. Cohen - Partner, Reed Smith LLP
Martin Bonney - Senior Director of Consulting Services, Epiq
FREE!
Total Credits: 1.00 unit
Online
On Demand
For further information see:
https://www.bna.com/discovery-processes-financial-m57982083543/
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