Compliance and Ethics Workshop - On Demand - Expires 11/18/15

Sponsored by Practising Law Institute

Taken from the Web Program Advanced Compliance and Ethics Workshop 2013 r
Recorded November, 2013 in San Francisco..

Item# 54775 

Enhancing Helpline and Reporting Procedures and Conducting Investigations 

• Helpline and investigation protocols

• Communicating with employees about helplines and investigations

• Responding to Dodd-Frank’s whistleblower provisions

• Best practices in handling investigations

• Legal and ethical concerns

• The Investigations Process at Altria (August 2013) - Mike Walton

• Selected Articles on Ethics and Culture from the Conflict of Interest Blog -Jeffrey M. Kaplan

• How to Conduct Investigations (August 26, 2013) - Bart M. Schwartz

• Enhancing Helpline & Reporting Procedures and Conducting Investigations -David C. Farrell, Frank Lopez, James M. Lord

• Enhancing Helpline and Reporting Procedures and Conducting Investigations -Frank Lopez

FREE!

CLE Credit: 1.00 unit  Expires 11/18/15

For further information see:

http://www.pli.edu/Content/OnDemand/Enhancing_Helpline_and_Reporting_Procedures/_/N-4nZ1z12okq?ID=207661&t=NGZ4_SMBR9&utm_source=SMBR9&utm_medium=EMAIL&utm_campaign=NGZ4